Investors
USA Corporate Office
1351-B U St. NW
Washington, DC 20009
UK Registered Office
78 Pall Mall
St. James’s
London SW1Y 5ES
Shares In Issue
The number of ordinary shares of the Company in issue is 25,331,044 with 50.64% deemed to be in public hands.
Significant Shareholders
The Company has been notified of the following interests of 3% or more in the issued ordinary share capital of the Company
| Shareholder | Number of Ordinary Shares held | Percentage of Issued Share Capital |
|---|---|---|
| James Brearley Crest Nominees Limited A/C WALPOLE | 4,855,940 | 20.37% |
| Vidacos Nominees Limited A/C IGUKCLT | 2,637,581 | 11.06% |
| Stifel Nicolaus Europe Limited | 2,358,881 | 9.89% |
| Mr Ryan Dolder | 1,558,947 | 6.54% |
| Barclays Direct Investing Nominees Limited A/C CLIENT1 | 1,285,162 | 5.39% |
| JIM Nominees Limited A/C SIPP | 949,739 | 3.98% |
| Janon Costley | 901,868 | 3.78% |
| Barnard Nominees LTD A/C OBNOMEX | 800,000 | 3.35 |
Director Interests
| Shareholder | Number of Ordinary Shares held | Percentage of Issued Share Capital | Options |
|---|---|---|---|
| Ryan Dolder | 9,353,685 | 8.04% | 2,000,000 |
| Charlie Wood | 600,000 | 0.52% | 400,000 |
| Hamish Harris | 1,000 | 0.00% | 5,000,000 |
| Tomoya Daimon | 0 | 0.00% | 400,000 |
| Consultant Options | 1,500,000 |
Warrants
- Warrants in issue
- 5,442,720
- Ex price
- 0.07
Restrictions on Transfer of the Company’s Securities
There are no restrictions on the transfer of Rogue Baron PLC’s Aquis Exchange securities.
UK City Code on Takeovers and Mergers
Rogue Baron Plc is subject to the UK City Code on Takeovers and Mergers.
Other exchanges and trading platforms
Rogue Baron PLC has not applied or agreed to have any of it securities (including its Aquis Exchange securities) admitted or traded on any other exchanges or trading platforms.